Jim Duncan, financial advisor Oklahoma City OK
68 score

Jim Duncan

CRD Number: 1416650
Current Firm: Signator Investors, Inc.

Jim Duncan (CRD# 1416650) is an Investment Advisor Representative working at Signator Investors, Inc. in Oklahoma City, OK and has over 30 years of experience in the finance industry.

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Company Name Location Dates Years
Sii Oklahoma City, OK Apr 2014 - Current 2
Benchmark Financial Oklahoma City, OK Jul 1985 - Current 31
Ameritas Investment Corp Lincoln, NE Sep 2002 - Jan 2014 11
Ameritas Life Insurance Corp Lincoln, NE Sep 2002 - Jan 2014 11
Union Central Life Insurance Cincinnati, OH Jun 2006 - Dec 2011 5
Acacia Life Insurance Bethesda, MD Oct 2003 - Dec 2011 8
Ameritas Variable Life Insurance Co Lincoln, NE Sep 2002 - Apr 2007 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 1986
S65 NASAA Investment Advisors Law Examination May 1997
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Employer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Jim D. Duncan
Phone Number: 800-543-6611
Registered State(s):
  • OK
By the Numbers
  • Total Assets Under Management
    2,196
    MILLIONS
  • Total Number of Accounts
    25,384
    ACCOUNTS
  • Average Account Value
    $86,500
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
68

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