Scotty Dean, financial advisor Oklahoma City OK
93 score

Scotty Dean

CRD Number: 4459542
Current Firm: Phillips Capital Advisors, Inc.

Scotty Dean (CRD# 4459542) is an Investment Advisor Representative working at Phillips Capital Advisors, Inc. in Oklahoma City, OK and has over 14 years of experience in the finance industry.

Similar Advisors
Jerry Plant, financial advisor Oklahoma City OK
Jerry W. Plant
CRD# 2171509
Mark I Asset Management, Ltd
Score
101
Similar Advisors
Jack Wheeler, financial advisor Oklahoma City OK
Jack E. Wheeler
CRD# 4652707
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Score
100
Similar Advisors
Michael Freeman, financial advisor Oklahoma City OK
Michael T. Freeman
CRD# 6209067
Trilogy Financial Solutions
Score
98
Company Name Location Dates Years
T.s. Phillips Investments, Inc. Oklahoma City, OK Feb 2016 - Current < 1
Edward Jones St Louis, MO Mar 2014 - Feb 2016 1
The Prudential Insurance Company Of America Oklahoma City, OK Sep 2012 - Jan 2014 1
Pruco Securities LLC Oklahoma City, OK Sep 2012 - Jan 2014 1
Mwa Financial Services Inc. Rock Island, IL Mar 2011 - Sep 2012 1
Modern Woodmen Of America Rock Island, IL Mar 2011 - Sep 2012 1
Stewardship Strategies Oklahoma City, OK Jan 2003 - Mar 2011 8
Mml Investors Services Inc. Oklahoma City, OK May 2010 - Jan 2011 < 1
Massmutual Life Insurance Company Oklahoma City, OK Apr 2010 - Jan 2011 < 1
Arvest Asset Management Oklahoma City, OK Mar 2007 - Feb 2010 2
Allstate Insurance Co Oklahoma City, OK Aug 2005 - Mar 2007 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 2002
S65 NASAA Investment Advisors Law Examination Feb 2004
Contact Info for Scotty V. Dean
Phone Number: 405-943-9433
Registered State(s):
  • OK
By the Numbers
  • Total Assets Under Management
    292
    MILLIONS
  • Total Number of Accounts
    333
    ACCOUNTS
  • Average Account Value
    $876,191
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

LA, NM, OK, TX

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES
93
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.