Timothy SmithCRD Number: 6094086
Current Firm: Mml Investors Services, LLC
Timothy Smith (CRD# 6094086) is an Investment Advisor Representative working at Mml Investors Services, LLC in Oklahoma City, OK and has over 9 years of experience in the finance industry.
Leonard Investment Advisors Inc.
Cetera Advisor Networks LLC
|Mml Investors Services, LLC||Oklahoma City, OK||Jun 2021 - Current||< 1|
|Massmutual Life Insurance Company||Oklahoma City, OK||Apr 2021 - Current||1|
|Nylife Securities LLC||Oklahoma, OK||Mar 2017 - Apr 2021||4|
|New York Life Insurance Company||Oklahoma City, OK||Feb 2017 - Apr 2021||4|
|Principal Life Insurance Company||Edmond, OK||Jul 2012 - Feb 2017||4|
|Princor Financial Services Corporation||Edmond, OK||Jul 2012 - Feb 2017||4|
|American Income Life||Olivette, MO||Dec 2010 - Jul 2012||1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jul 2012|
|S65||NASAA Investment Advisors Law Examination||Dec 2021|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.Get Details on the FINRA Advisor Check site
Total Assets Under Management62,946MILLIONS
Total Number of Accounts287,089ACCOUNTS
Average Account Value$219,257
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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