Brian Sohn, financial advisor Okoboji IA

Brian Sohn

CRD Number: 5427526
Current Firm: Avantax Planning Partners, Inc.

Brian Sohn (CRD# 5427526) is an Investment Advisor Representative working at Avantax Planning Partners, Inc. in Okoboji, IA and has over 16 years of experience in the finance industry.

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Company Name Location Dates Years
Avantax Investment Services, Inc. Okoboji, IA Sep 2020 - Current 3
Avantax Planning Partners, Inc. Dubuque, IA Sep 2007 - Current 16
Erpelding, Voigt & Company Okoboji, IA Jan 2007 - Current 17
Proequities, Inc. Okoboji, IA Oct 2007 - Sep 2020 12
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 2007
S65 NASAA Investment Advisors Law Examination Sep 2007
Contact Info for Brian L. Sohn
Phone Number: 563-582-2855
Registered State(s):
  • IA
By the Numbers
  • Total Assets Under Management
    5,456
    MILLIONS
  • Total Number of Accounts
    11,570
    ACCOUNTS
  • Average Account Value
    $471,607
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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