Brandon Capps, financial advisor Scottsdale AZ

Brandon Capps

CRD Number: 4990930
Current Firm: Park Avenue Securities LLC

Brandon Capps (CRD# 4990930) is an Investment Advisor Representative working at Park Avenue Securities LLC in Scottsdale, AZ and has over 18 years of experience in the finance industry.

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Company Name Location Dates Years
Guardian Life Insurance Scottsdale, AZ Sep 2016 - Current 7
Park Avenue Securities Scottsdale, AZ Sep 2016 - Current 7
Park Avenue Securities LLC Olathe, KS Oct 2015 - Sep 2016 < 1
Guardian Life Insurance Olathe, KS Oct 2015 - Sep 2016 < 1
Park Avenue Securities Overland Park, KS Jan 2006 - Oct 2015 9
Guardian Life Insurance Company Overland Park, KS Dec 2005 - Oct 2015 9
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 2005
S66 NASAA Uniform Combined State Law Examination Dec 2011
Contact Info for Brandon T. Capps
Phone Number: 1-888-600-4667
Registered State(s):
  • AZ
  • CA
  • CO
  • DC
  • FL
  • HI
  • ID
  • IL
  • IN
  • IA
  • KS
  • MD
  • MA
  • MN
  • MO
  • MT
  • NE
  • NV
  • NM
  • OH
  • OK
  • OR
  • PA
  • SC
  • SD
  • TX
  • UT
  • VA
  • WA
  • WI
  • WY
By the Numbers
  • Total Assets Under Management
    11,882
    MILLIONS
  • Total Number of Accounts
    62,811
    ACCOUNTS
  • Average Account Value
    $189,164
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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