Albert Douk, financial advisor Old Greenwich CT
78 score

Albert Douk

CRD Number: 6116007
Current Firm: Wells Fargo Advisors, LLC

Albert Douk (CRD# 6116007) is an Investment Advisor Representative working at Wells Fargo Advisors, LLC in Old Greenwich, CT and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Well Fargo Advisors LLC Old Greenwich, CT Dec 2013 - Current 3
Nylife Securities LLC New York, NY Dec 2012 - Nov 2013 < 1
New York Life Insurance Company New York, NY Sep 2012 - Nov 2013 1
Unemployed Stamford, CT May 2012 - Sep 2012 < 1
Liberty Tax Service Stamford, CT Jan 2012 - Apr 2012 < 1
Unemployed Stamford, CT Jun 2011 - Dec 2011 < 1
Peoples United Bank Fairfield, CT Feb 2010 - May 2011 1
Unemployed Stamford, CT Oct 2009 - Jan 2010 < 1
Wells Fargo Bank, Na Eugene, OR Sep 2007 - Sep 2009 2
Unemployed Stamford, CT Jul 2007 - Aug 2007 < 1
Cone 9 North Bend, OR Sep 2005 - Jun 2007 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 2013
S66 NASAA Uniform Combined State Law Examination Sep 2014
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Albert Douk
Phone Number: 314-875-3000
Registered State(s):
  • CT
  • TX
By the Numbers
  • Total Assets Under Management
    372,113
    MILLIONS
  • Total Number of Accounts
    1,339,368
    ACCOUNTS
  • Average Account Value
    $277,827
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
78

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