Albert DoukCRD Number: 6116007
Current Firm: Wells Fargo Advisors, LLC
Albert Douk (CRD# 6116007) is an Investment Advisor Representative working at Wells Fargo Advisors, LLC in Old Greenwich, CT and has over 3 years of experience in the finance industry.
Altium Wealth Management LLC
Karagosian Financial Services, Inc.
Ubs Financial Services Inc.
|Well Fargo Advisors LLC||Old Greenwich, CT||Dec 2013 - Current||2|
|Nylife Securities LLC||New York, NY||Dec 2012 - Nov 2013||< 1|
|New York Life Insurance Company||New York, NY||Sep 2012 - Nov 2013||1|
|Unemployed||Stamford, CT||May 2012 - Sep 2012||< 1|
|Liberty Tax Service||Stamford, CT||Jan 2012 - Apr 2012||< 1|
|Unemployed||Stamford, CT||Jun 2011 - Dec 2011||< 1|
|Peoples United Bank||Fairfield, CT||Feb 2010 - May 2011||1|
|Unemployed||Stamford, CT||Oct 2009 - Jan 2010||< 1|
|Wells Fargo Bank, Na||Eugene, OR||Sep 2007 - Sep 2009||2|
|Unemployed||Stamford, CT||Jul 2007 - Aug 2007||< 1|
|Cone 9||North Bend, OR||Sep 2005 - Jun 2007||1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jan 2013|
|S66||NASAA Uniform Combined State Law Examination||Sep 2014|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management372,113MILLIONS
Total Number of Accounts1,339,368ACCOUNTS
Average Account Value$277,827
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.