Albert DoukCRD Number: 6116007
Current Firm: Wells Fargo Clearing Services, LLC
Albert Douk (CRD# 6116007) is an Investment Advisor Representative working at Wells Fargo Clearing Services, LLC in Old Greenwich, CT and has over 5 years of experience in the finance industry.
Altium Wealth Management LLC
American Portfolios Advisors, Inc.
Karagosian Financial Services, Inc.
|Wells Fargo Clearing Services, LLC||Old Greenwich, CT||Nov 2016 - Current||1|
|Well Fargo Advisors LLC||Old Greenwich, CT||Dec 2013 - Nov 2016||2|
|Nylife Securities LLC||New York, NY||Dec 2012 - Nov 2013||< 1|
|New York Life Insurance Company||New York, NY||Sep 2012 - Nov 2013||1|
|Unemployed||Stamford, CT||May 2012 - Sep 2012||< 1|
|Liberty Tax Service||Stamford, CT||Jan 2012 - Apr 2012||< 1|
|Unemployed||Stamford, CT||Jun 2011 - Dec 2011||< 1|
|Peoples United Bank||Fairfield, CT||Feb 2010 - May 2011||1|
|Unemployed||Stamford, CT||Oct 2009 - Jan 2010||< 1|
|Wells Fargo Bank, Na||Eugene, OR||Sep 2007 - Sep 2009||2|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jan 2013|
|S66||NASAA Uniform Combined State Law Examination||Sep 2014|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management409,716MILLIONS
Total Number of Accounts1,359,521ACCOUNTS
Average Account Value$301,368
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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