David AlfanoCRD Number: 3061144
Current Firm: Ameriprise Financial Services, Inc.
David Alfano (CRD# 3061144) is an Investment Advisor Representative working at Ameriprise Financial Services, Inc. in Old Greenwich, CT and has over 17 years of experience in the finance industry.
Altium Wealth Management LLC
Karagosian Financial Services, Inc.
Ubs Financial Services Inc.
|Ameriprise Financial Services Inc.||Paramus, NJ||Sep 2015 - Current||1|
|Securities America Advisors, Inc.||Montvale, NJ||Apr 2008 - Sep 2015||7|
|Securities America, Inc.||Old Greenwich, CT||Feb 2004 - Sep 2015||11|
|Alfano Wealth Advisors, LLC||Old Greenwich, CT||Jan 2000 - Sep 2015||15|
|David F Alfano Cpa||Old Greenwich, CT||Apr 1996 - Sep 2015||19|
|Exam Code||Name||Passed Date|
|S65||NASAA Investment Advisors Law Examination||Jan 2008|
|S66||NASAA Uniform Combined State Law Examination||Feb 1999|
Total Assets Under Management178,060MILLIONS
Total Number of Accounts1,085,445ACCOUNTS
Average Account Value$164,044
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV