Richard Boccaccio, financial advisor Old Saybrook CT
96 score

Richard Boccaccio

CRD Number: 1330933
Current Firm: On Investment Management Co

Richard Boccaccio (CRD# 1330933) is an Investment Advisor Representative working at On Investment Management Co in Old Saybrook, CT and has over 19 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
The On Equity Sales Company Cincinnati, OH Jan 2012 - Current 4
Ohio National Financial Services Cincinnati, OH Aug 2007 - Current 9
Guardian Life Insurance Company Of America New York, NY Jun 1989 - Current 27
Boccaccio & Associates Hartford, CT Jan 1986 - Current 30
Park Avenue Securities LLC New York, NY May 1999 - Jan 2012 12
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 1997
S65 NASAA Investment Advisors Law Examination Nov 1997
Contact Info for Richard P. Boccaccio
Phone Number: 855-262-0913
Registered State(s):
  • CT
By the Numbers
  • Total Assets Under Management
    832
    MILLIONS
  • Total Number of Accounts
    6,888
    ACCOUNTS
  • Average Account Value
    $120,767
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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