Carlos Cortez (CRD# 5378014) is an Investment Advisor Representative working at Cortez Wealth Advisors LLC in Oldsmar, FL and has over 15 years of experience in the finance industry.
CRD# 3229164
Commonwealth Financial Network
CRD# 5969810
Cambridge Investment Research Advisors, Inc.
CRD# 843581
Financial Guidance Group, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Cortez Wealth Advisors LLC | Oldsmar, FL | Jan 2018 - Current | 6 |
| Cortez Wealth Management | Tampa, FL | Jan 2012 - Current | 12 |
| World Equity Group | Clearwater, FL | Jul 2019 - Feb 2020 | < 1 |
| Taylor Capital Management, Inc. | Woodstock, GA | Oct 2014 - Jul 2019 | 4 |
| Tcm Securities | Woodstock, GA | Oct 2014 - Jun 2019 | 4 |
| Retirement Wealth Advisors, Inc. | Tampa, FL | Nov 2014 - Feb 2018 | 3 |
| Resource Horizons Investment Advisory | Marietta, GA | Oct 2013 - Nov 2014 | 1 |
| Resource Horizons Group, LLC | Marietta, GA | Oct 2013 - Sep 2014 | < 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | May 2008 |
| S66 | NASAA Uniform Combined State Law Examination | May 2008 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- AZ
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Total Assets Under Management0MILLIONS
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Total Number of Accounts0ACCOUNTS
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Average Account Value$0
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Selection of other advisers (including private fund managers)
AZ, FL, LA, TX
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