James Miller, financial advisor Olean NY
90 score

James Miller

CRD Number: 6032777
Current Firm: Morgan Stanley

James Miller (CRD# 6032777) is an Investment Advisor Representative working at Morgan Stanley in Olean, NY and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Morgan Stanley Private Bank, National Association New York, NY Jan 2015 - Current 1
Morgan Stanley Smith Barney Buffalo, NY Feb 2012 - Current 4
Hanes Supply Buffalo, NY Nov 2011 - Feb 2012 < 1
Self Employed Silver Creek, NY May 2008 - Oct 2011 3
The Meadows Country Club Sarasota, FL Nov 2009 - May 2011 1
Ups Dunkirk, NY Sep 2008 - Dec 2008 < 1
Augusta State Univeristy Augusta, GA Aug 2005 - May 2008 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination May 2012
Contact Info for James A. Miller
Phone Number: 914-225-5510
Registered State(s):
  • NJ
By the Numbers
  • Total Assets Under Management
    535,890
    MILLIONS
  • Total Number of Accounts
    1,563,538
    ACCOUNTS
  • Average Account Value
    $342,742
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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