Steven Elliott, financial advisor Olympia WA
96 score

Steven Elliott

CRD Number: 5367984
Current Firm: Capstone Investment Group

Steven Elliott (CRD# 5367984) is an Investment Advisor Representative working at Capstone Investment Group in Olympia, WA and has over 9 years of experience in the finance industry. Steven Elliott has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Private Client Services, LLC Louisville, KY Jan 2016 - Current < 1
Capstone Investment Group LLC Olympia, WA Jul 2010 - Current 6
Cetera Advisors LLC Denver, CO Jan 2010 - Jan 2016 6
Multi-financial Securities Corporation Denver, CO Feb 2012 - Dec 2012 < 1
Pacific West Securities, Inc. Olympia, WA Jul 2010 - Feb 2012 1
Morgan Stanley Smith Barney Olympia, WA Jun 2009 - Jul 2010 1
Citigroup Global Markets Inc. Olympia, WA Jun 2007 - Jul 2010 3
United States Army Fort Lewis, WA May 2003 - May 2007 4
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Aug 2007
Contact Info for Steven V. Elliott
Phone Number: 360-570-9888
Registered State(s):
  • CA
  • OR
  • WI
  • WA
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States


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Clean Record
This advisor has a clean track record with regulators.

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