Thomas Herrin (CRD# 4252225) is an Investment Advisor Representative working at Financial Advocates Investment Management in Olympia, WA and has over 23 years of experience in the finance industry. Thomas Herrin has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 3220588
Byrne & Company Wealth Management, LLC
CRD# 5925615
Securities America Advisors, Inc.
CRD# 872944
Abraham & Company, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Financial Advocates Investment Management | Mckinney, TX | May 2020 - Current | 3 |
| Lpl Financial, LLC | Mckinney, TX | May 2020 - Current | 3 |
| Steelhead Run Properties LLC | Madison County, MS | Dec 2012 - Current | 11 |
| Chula Acres LLC | Mississippi, MS | Dec 2012 - Current | 11 |
| Thomas Herrin Financial | Federal Way, WA | Oct 2010 - Current | 13 |
| Chaffee And Associates | Federal Way, WA | Feb 2009 - Current | 15 |
| Chaffee & Associates LLC | Federal Way, WA | Jan 2008 - Current | 16 |
| Raymond James Financial Services Advisors Inc. | Federal Way, WA | Mar 2009 - May 2020 | 11 |
| Raymond James Financial Services, Inc. | Federal Way, WA | Feb 2009 - May 2020 | 11 |
| Insurance-non Variable | Federal Way, WA | Nov 2009 - Jan 2019 | 9 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Feb 2001 |
- TX
- WA
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Total Assets Under Management3,855MILLIONS
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Total Number of Accounts19,268ACCOUNTS
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Average Account Value$200,056
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
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