Cory Garlock, financial advisor Omaha NE

Cory Garlock

CRD Number: 6328380
Current Firm: Rbc Capital Markets, LLC

Cory Garlock (CRD# 6328380) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Omaha, NE and has over 9 years of experience in the finance industry.

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Principal Advised Services
Company Name Location Dates Years
City National Bank Omaha, NE Jun 2019 - Current 4
Rbc Capital Markets, LLC Omaha, NE Feb 2014 - Current 10
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Nov 2014
Contact Info for Cory Garlock
Phone Number: 212-858-7000
Registered State(s):
  • NE
  • TX
By the Numbers
  • Total Assets Under Management
    201,264
    MILLIONS
  • Total Number of Accounts
    451,404
    ACCOUNTS
  • Average Account Value
    $445,862
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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