Dennis Wheeler, financial advisor Omaha NE
73 score

Dennis Wheeler

CRD Number: 1170978
Current Firm: Td Ameritrade, Inc.

Dennis Wheeler (CRD# 1170978) is an Investment Advisor Representative working at Td Ameritrade, Inc. in Omaha, NE and has over 33 years of experience in the finance industry.

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Company Name Location Dates Years
Td Ameritrade Inc. Omaha, NE Jul 2007 - Current 9
H&r Block Financial Advisors, Inc. Omaha, NE Mar 2004 - Jul 2007 3
Landmark Capitol (fka Price Hagen Investments) Omaha, NE Jan 2000 - Apr 2007 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 1983
S65 NASAA Investment Advisors Law Examination Jun 2000
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Criminal Record
Get Details on the FINRA Advisor Check site
Contact Info for Dennis B. Wheeler
Phone Number: (800) 669-3900
Registered State(s):
  • NE
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
73

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