Eric OttenCRD Number: 5968003
Current Firm: Rbc Capital Markets, LLC
Eric Otten (CRD# 5968003) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Omaha, NE and has over 6 years of experience in the finance industry.
Cambridge Investment Research Advisors, Inc.
Wells Fargo Advisors, LLC
Mutual Of Omaha Investor Services, Inc.
|Rbc Capital Markets, LLC||Omaha, NE||Aug 2011 - Current||6|
|Unemployed||Fort Worth, TX||Jun 2011 - Jul 2011||< 1|
|U.s. Navy||Fort Worth, TX||Aug 2007 - May 2011||3|
|U.s. Navy||Arlington, VA||Jul 2005 - Jul 2007||2|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Dec 2011|
Total Assets Under Management76,274MILLIONS
Total Number of Accounts192,243ACCOUNTS
Average Account Value$396,757
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV