James LeonardCRD Number: 306838
Current Firm: Stifel, Nicolaus & Company, Incorporated
James Leonard (CRD# 306838) is an Investment Advisor Representative working at Stifel, Nicolaus & Company, Incorporated in Omaha, NE and has over 41 years of experience in the finance industry.
Ubs Financial Services Inc.
Td Ameritrade, Inc.
|Stifel Nicolaus & Co Inc.||Omaha, NE||Oct 2010 - Current||11|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jul 1980|
|S66||NASAA Uniform Combined State Law Examination||Sep 2005|
Total Assets Under Management148,561MILLIONS
Total Number of Accounts316,625ACCOUNTS
Average Account Value$469,203
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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