Jamie CarrollCRD Number: 4592870
Current Firm: Cwm, LLC
Jamie Carroll (CRD# 4592870) is an Investment Advisor Representative working at Cwm, LLC in Omaha, NE and has over 12 years of experience in the finance industry. Jamie Carroll has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Cambridge Investment Research Advisors, Inc.
Wells Fargo Clearing Services, LLC
Mutual Of Omaha Investor Services, Inc.
|Cetera Advisor Networks LLC||El Segundo, CA||Jan 2017 - Current||1|
|Cwm, LLC||Omaha, NE||Apr 2013 - Current||4|
|Pinnacle Financial Group||Amarillo, TX||Mar 2012 - Current||6|
|Lpl Financial LLC||Amarillo, TX||Oct 2004 - Jan 2017||12|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Apr 2005|
|S66||NASAA Uniform Combined State Law Examination||Feb 2008|
Total Assets Under Management4,315MILLIONS
Total Number of Accounts22,216ACCOUNTS
Average Account Value$194,234
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY