Johann JohnsonCRD Number: 6104212
Current Firm: Strategic Advisers, Inc.
Johann Johnson (CRD# 6104212) is an Investment Advisor Representative working at Strategic Advisers, Inc. in Omaha, NE and has over 5 years of experience in the finance industry.
Cambridge Investment Research Advisors, Inc.
Wells Fargo Clearing Services, LLC
Mutual Of Omaha Investor Services, Inc.
|Fidelity Brokerage Services LLC||Omaha, NE||Sep 2014 - Current||3|
|Vector Marketing||Omaha, NE||Aug 2007 - Sep 2014||7|
|Harry A. Koch Company||Omaha, NE||Jan 2014 - Jul 2014||< 1|
|N2 Publishing||Omaha, NE||Oct 2012 - Feb 2014||1|
|Princor Financial Services Corp||Omaha, NE||Aug 2012 - Oct 2012||< 1|
|Berkshire & Burmeister||Omaha, NE||May 2011 - Aug 2012||1|
|Verathon||Omaha, NE||Feb 2009 - May 2009||< 1|
|Paychex||Omaha, NE||Feb 2008 - May 2008||< 1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Sep 2012|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management254,026MILLIONS
Total Number of Accounts688,691ACCOUNTS
Average Account Value$368,854
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY