Michael CarlsonCRD Number: 5928898
Current Firm: Securities America Advisors, Inc.
Michael Carlson (CRD# 5928898) is an Investment Advisor Representative working at Securities America Advisors, Inc. in Omaha, NE and has over 5 years of experience in the finance industry. Michael Carlson has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Cambridge Investment Research Advisors, Inc.
Wells Fargo Advisors, LLC
Mutual Of Omaha Investor Services, Inc.
|Securities America Inc.||Omaha, NE||Apr 2015 - Current||1|
|Securities America Advisors||Omaha, NE||Apr 2015 - Current||1|
|Self-employed - Mscgas||Omaha, NE||Feb 2010 - Current||6|
|Metlife Securities Inc.||Omaha, NE||May 2011 - Apr 2015||3|
|Self-employed - Farmers Ins||Omaha, NE||Jul 2010 - May 2011||< 1|
|Self-employed - Ihc||Omaha, NE||Mar 2010 - Jul 2010||< 1|
|Carlson Systems||Omaha, NE||Aug 1989 - Feb 2010||20|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jun 2011|
|S65||NASAA Investment Advisors Law Examination||Feb 2012|
Total Assets Under Management13,433MILLIONS
Total Number of Accounts92,356ACCOUNTS
Average Account Value$145,443
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV