Rebecca FrohlichCRD Number: 4454444
Current Firm: Fairway Asset Management, LLC
Rebecca Frohlich (CRD# 4454444) is an Investment Advisor Representative working at Fairway Asset Management, LLC in Omaha, NE and has over 11 years of experience in the finance industry.
Cambridge Investment Research Advisors, Inc.
Wells Fargo Advisors, LLC
Mutual Of Omaha Investor Services, Inc.
|Fairway Insurance Services, LLC||Omaha, NE||May 2015 - Current||2|
|Fairway Asset Management, LLC||Omaha, NE||May 2015 - Current||2|
|Cambridge Investment Research Advisors, Inc.||Fairfield, IA||Nov 2011 - May 2015||3|
|Cambridge Invesment Research, Inc.||Fairfield, IA||Nov 2011 - May 2015||3|
|Harry A Koch Co||Omaha, NE||Nov 2009 - May 2015||5|
|Princor Financial Services Corporation||Omaha, NE||Nov 2010 - Nov 2011||1|
|Morgan Stanley Smith Barney||Omaha, NE||Jun 2009 - Nov 2009||< 1|
|Citigroup Global Markets Inc.||Omaha, NE||Jul 2005 - Jun 2009||3|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Sep 2005|
|S66||NASAA Uniform Combined State Law Examination||Jun 2007|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Criminal Record
Total Assets Under Management79MILLIONS
Total Number of Accounts108ACCOUNTS
Average Account Value$733,776
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
MO, NE, TX
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