Rebecca Frohlich, financial advisor Omaha NE
73 score

Rebecca Frohlich

CRD Number: 4454444
Current Firm: Fairway Asset Management, LLC

Rebecca Frohlich (CRD# 4454444) is an Investment Advisor Representative working at Fairway Asset Management, LLC in Omaha, NE and has over 11 years of experience in the finance industry.

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Company Name Location Dates Years
Fairway Insurance Services, LLC Omaha, NE May 2015 - Current 1
Fairway Asset Management, LLC Omaha, NE May 2015 - Current 1
Cambridge Investment Research Advisors, Inc. Fairfield, IA Nov 2011 - May 2015 3
Cambridge Invesment Research, Inc. Fairfield, IA Nov 2011 - May 2015 3
Harry A Koch Co Omaha, NE Nov 2009 - May 2015 5
Princor Financial Services Corporation Omaha, NE Nov 2010 - Nov 2011 1
Morgan Stanley Smith Barney Omaha, NE Jun 2009 - Nov 2009 < 1
Citigroup Global Markets Inc. Omaha, NE Jul 2005 - Jun 2009 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 2005
S66 NASAA Uniform Combined State Law Examination Jun 2007
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Criminal Record
Get Details on the FINRA Advisor Check site
Contact Info for Rebecca R. Frohlich
Phone Number: (402) 932-4630
Firm Website: http://fairwayasset.com
Registered State(s):
  • NE
By the Numbers
  • Total Assets Under Management
    79
    MILLIONS
  • Total Number of Accounts
    108
    ACCOUNTS
  • Average Account Value
    $733,776
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States

MO, NE, TX

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BADGES
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