Rebecca Frohlich, financial advisor Omaha NE

Rebecca Frohlich

CRD Number: 4454444
Current Firm: Fairway Asset Management, LLC

Rebecca Frohlich (CRD# 4454444) is an Investment Advisor Representative working at Fairway Asset Management, LLC in Omaha, NE and has over 18 years of experience in the finance industry.

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Principal Advised Services
Company Name Location Dates Years
Fairway Insurance Services, LLC Omaha, NE May 2015 - Current 8
Fairway Asset Management, LLC Omaha, NE May 2015 - Current 8
Cambridge Investment Research Advisors, Inc. Fairfield, IA Nov 2011 - May 2015 3
Cambridge Invesment Research, Inc. Fairfield, IA Nov 2011 - May 2015 3
Harry A Koch Co Omaha, NE Nov 2009 - May 2015 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 2005
S66 NASAA Uniform Combined State Law Examination Jun 2007
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Rebecca R. Frohlich
Phone Number: (402) 932-4630
Firm Website: http://fairwayasset.com
Registered State(s):
  • CA
  • FL
  • GA
  • IA
  • MS
  • MO
  • NE
  • ND
  • OH
  • TX
By the Numbers
  • Total Assets Under Management
    93
    MILLIONS
  • Total Number of Accounts
    60
    ACCOUNTS
  • Average Account Value
    $1,551,376
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States

CA, FL, GA, IA, MO, MS, ND, NE, OH, OK, TX

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