Richard HavenridgeCRD Number: 6015174
Current Firm: Sii Investments, Inc.
Richard Havenridge (CRD# 6015174) is an Investment Advisor Representative working at Sii Investments, Inc. in Omaha, NE and has over 5 years of experience in the finance industry.
Cambridge Investment Research Advisors, Inc.
Wells Fargo Advisors, LLC
Mutual Of Omaha Investor Services, Inc.
|Sii Investments||Omaha, NE||Oct 2013 - Current||4|
|Us Postal Services||Omaha, NE||Oct 1986 - Current||31|
|Calton & Associates, Inc.||Omaha, NE||Jan 2012 - Oct 2013||1|
|Performance Turf Inc.||Springfield, NE||Mar 1999 - Dec 2007||8|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Feb 2012|
Total Assets Under Management4,226MILLIONS
Total Number of Accounts30,484ACCOUNTS
Average Account Value$138,626
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV