Richard MillerCRD Number: 3152470
Current Firm: Questar Asset Management, Inc.
Richard Miller (CRD# 3152470) is an Investment Advisor Representative working at Questar Asset Management, Inc. in Omaha, NE and has over 6 years of experience in the finance industry.
Cambridge Investment Research Advisors, Inc.
Wells Fargo Clearing Services, LLC
Mutual Of Omaha Investor Services, Inc.
|Questar Capital Corporation||Minneapolis, MN||Oct 2013 - Current||4|
|Questar Asset Management||Minneapolis, MN||Oct 2013 - Current||4|
|Proequities, Inc.||Omaha, NE||Jun 2011 - Oct 2013||2|
|Bankers Life And Casualty||Lincoln, NE||Aug 2005 - Sep 2013||8|
|Uvest Financial Services||Charlotte, NC||Aug 2005 - Dec 2007||2|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jul 2011|
|S66||NASAA Uniform Combined State Law Examination||Oct 2012|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management867MILLIONS
Total Number of Accounts5,174ACCOUNTS
Average Account Value$167,488
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY