Robert Swartzbaugh, financial advisor Omaha NE

Robert Swartzbaugh

CRD Number: 800847
Current Firm: M Holdings Securities, Inc.

Robert Swartzbaugh (CRD# 800847) is an Investment Advisor Representative working at M Holdings Securities, Inc. in Omaha, NE and has over 21 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
M Holdings Securities, Inc. Portland, OR Mar 2001 - Current 21
Swartzbaugh-farber & Associates, Inc. Omaha , NE Nov 1993 - Current 28
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 2001
Contact Info for Robert F. Swartzbaugh
Phone Number: 800-656-6960
Registered State(s):
  • NE
By the Numbers
  • Total Assets Under Management
    4,583
    MILLIONS
  • Total Number of Accounts
    9,704
    ACCOUNTS
  • Average Account Value
    $472,240
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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