Ronald Carson, financial advisor Omaha NE
86 score

Ronald Carson

CRD Number: 1238219
Current Firm: Cwm, LLC

Ronald Carson (CRD# 1238219) is an Investment Advisor Representative working at Cwm, LLC in Omaha, NE and has over 27 years of experience in the finance industry. Ronald Carson has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Cetera Advisor Networks LLC El Segundo, CA Jan 2017 - Current 1
Ocean Property Holdings LLC Omaha, NE Apr 2016 - Current 2
Carson Group Holdings LLC Omaha, NE Mar 2016 - Current 2
Carson Family Giving Foundation Omaha, NE Jan 2016 - Current 2
Carson LLC Omaha, NE Oct 2015 - Current 2
Baylee Investments, LLC Omaha, NE Sep 2015 - Current 2
Cpac Insurance Company Omaha, NE Aug 2015 - Current 2
Cwm Aviation LLC Omaha, NE Apr 2015 - Current 3
Cia Retreat LLC Omaha, NE Aug 2014 - Current 3
Carson Wealth Advisors, LP Omaha, NE Nov 2013 - Current 4
Carson Pacific Advisors, LP Omaha, NE Nov 2013 - Current 4
Carson Group, Inc. Omaha, NE Nov 2013 - Current 4
Cmgc Inc. Omaha, NE Aug 2013 - Current 4
Cwm Brokerage Omaha, NE Apr 2013 - Current 5
The Dreamweaver Foundation Omaha, NE Nov 2012 - Current 5
Carson Institutional Alliance Or Cia Omaha, NE Oct 2012 - Current 5
Ppi Inc. Omaha, NE Jun 2011 - Current 6
Cwm, LLC Omaha, NE May 2011 - Current 6
Peak Insurance Agency Omaha, NE Jun 2010 - Current 7
Carson Wealth Management Group Omaha, NE Jun 2005 - Current 12
Carson Pacific, Llc Dba Peak Advisor Alliance Omaha, NE Oct 2001 - Current 16
Carson Farms Omaha, NE May 1999 - Current 18
R.c.investments LLC Omaha, NE Oct 1984 - Current 33
Self Omaha, NE Mar 1984 - Current 34
Lpl Financial LLC Omaha, NE Mar 1989 - Jan 2017 27
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 1990
S65 NASAA Investment Advisors Law Examination Aug 1996
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Ronald L. Carson
Phone Number: 402-330-0808
Registered State(s):
  • NE
  • TX
By the Numbers
  • Total Assets Under Management
    4,315
    MILLIONS
  • Total Number of Accounts
    22,216
    ACCOUNTS
  • Average Account Value
    $194,234
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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BADGES
86

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