Sebastian Hoppe, financial advisor Santa Monica CA

Sebastian Hoppe

CRD Number: 1199270
Current Firm: Lpl Financial LLC

Sebastian Hoppe (CRD# 1199270) is an Investment Advisor Representative working at Lpl Financial LLC in Santa Monica, CA and has over 33 years of experience in the finance industry.

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Company Name Location Dates Years
Lpl Financial Santa Monica, CA Mar 2024 - Current < 1
Tabula Rasa Capital Management LLC Santa Monica, CA Jul 2020 - Current 3
Unemployed Santa Monica, CA Oct 2019 - Jul 2020 < 1
Northern Lights Distributors, LLC Omaha, NE Nov 2018 - Oct 2019 < 1
Sierra Investment Management Inc. Santa Monica, CA Nov 2018 - Oct 2019 < 1
Bank Leumi, Usa Los Angeles, CA Sep 2017 - Nov 2018 1
Unemployed Calabasas, CA Apr 2017 - Sep 2017 < 1
American Financial Network Calabasas, CA Jan 2017 - Apr 2017 < 1
Unemployed Santa Monica, CA Jun 2016 - Jan 2017 < 1
Morgan Stanley New York, NY Apr 2013 - Jun 2016 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 1990
S66 NASAA Uniform Combined State Law Examination Jun 2013
Contact Info for Sebastian M. Hoppe
Phone Number: 704-733-3300
Registered State(s):
  • CA
  • NY
  • TX
By the Numbers
  • Total Assets Under Management
    463,475
    MILLIONS
  • Total Number of Accounts
    1,910,545
    ACCOUNTS
  • Average Account Value
    $242,588
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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