Thomas HallerCRD Number: 5453281
Current Firm: Waddell & Reed
Thomas Haller (CRD# 5453281) is an Investment Advisor Representative working at Waddell & Reed in Omaha, NE and has over 8 years of experience in the finance industry.
Cambridge Investment Research Advisors, Inc.
Wells Fargo Advisors, LLC
Mutual Of Omaha Investor Services, Inc.
|Various Insurance Carriers For W&r Insurance Agencies||Omaha, NE||Jan 2008 - Current||8|
|Waddell & Reed, Inc.||Omaha, NE||Oct 2007 - Current||9|
|Retired/unemployed||Omaha, NE||Jan 2007 - Oct 2007||< 1|
|First National Bank||Omaha, NE||Mar 1971 - Jan 2007||35|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Dec 2007|
Total Assets Under Management18,309MILLIONS
Total Number of Accounts149,599ACCOUNTS
Average Account Value$122,387
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV