Timothy KarausCRD Number: 5999828
Current Firm: Mutual Of Omaha Investor Services, Inc.
Timothy Karaus (CRD# 5999828) is an Investment Advisor Representative working at Mutual Of Omaha Investor Services, Inc. in Omaha, NE and has over 5 years of experience in the finance industry.
Cambridge Investment Research Advisors, Inc.
Wells Fargo Clearing Services, LLC
Mutual Of Omaha Investor Services, Inc.
|Mutual Of Omaha Investor Services, Inc.||Omaha, NE||Dec 2011 - Current||6|
|Mutual Of Omaha||Omaha, NE||Nov 2010 - Current||7|
|Unemployed||Omaha, NE||Sep 2010 - Nov 2010||< 1|
|Mutual Of Omaha||Omaha, NE||Jun 2010 - Sep 2010||< 1|
|Unemployed||Omaha, NE||Mar 2010 - Jun 2010||< 1|
|Applied Underwriters||Omaha, NE||Nov 2005 - Mar 2010||4|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Nov 2012|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
- Criminal Record
Total Assets Under Management0MILLIONS
Total Number of Accounts0ACCOUNTS
Average Account Value$0
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY