Douglas ZimaCRD Number: 1084118
Current Firm: Securities America Advisors, Inc.
Douglas Zima (CRD# 1084118) is an Investment Advisor Representative working at Securities America Advisors, Inc. in Onawa, IA and has over 34 years of experience in the finance industry.
Heacock & Jones Financial Services, Inc.
Cetera Investment Advisers LLC
Honkamp Krueger Financial Services Inc.
|Securities America Inc.||Onawa, IA||Jul 2013 - Current||3|
|Securities America Advisors||Onawa, IA||Jul 2013 - Current||3|
|Equitable Life Of Iowa||Des Moines, IA||Oct 1981 - Current||35|
|Zima Insurance & Investments Inc.||Blencoe, IA||Mar 1981 - Current||36|
|Vsr Advisory Services||Overland Park, KS||Aug 2007 - Jul 2013||5|
|Vsr Financial Services Inc.||Overland Park, KS||Oct 2001 - Jul 2013||11|
|The Masters (division Of Vsr)||Overland Park, KS||Jan 2003 - Aug 2007||4|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Feb 1983|
|S66||NASAA Uniform Combined State Law Examination||Mar 2000|
Total Assets Under Management13,433MILLIONS
Total Number of Accounts92,356ACCOUNTS
Average Account Value$145,443
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops