Mark Flaherty (CRD# 6220982) is an Investment Advisor Representative working at Commonwealth Financial Network in Ontario, NY and has over 4 years of experience in the finance industry.
CRD# 6316104
W & S Management Services, Inc.
CRD# 3063370
Manning & Napier Advisors, LLC
CRD# 2814482
Merrill Lynch, Pierce, Fenner & Smith Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Commonwealth Financial Network | Waltham, MA | Oct 2023 - Current | < 1 |
| Weller Group LLC | Ontario, NY | Jun 2018 - Current | 5 |
| Commonwealth Financial Network | Waltham, MA | Jan 2015 - Current | 9 |
| Commonwealth Financial Network | Waltham, MA | Sep 2021 - Oct 2023 | 2 |
| Weller Group LLC | Ontario, NY | Oct 2015 - Jun 2018 | 2 |
| Clemson University | Clemson, SC | Aug 2014 - May 2018 | 3 |
| Aquinas Institute | Rochester, NY | Sep 2010 - Aug 2014 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Jun 2019 |
- NY
-
Total Assets Under Management177,032MILLIONS
-
Total Number of Accounts623,075ACCOUNTS
-
Average Account Value$284,126
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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