Roger Davis, financial advisor Chattanooga TN

Roger Davis

CRD Number: 2087383
Current Firm: Wmg Financial Advisors, LLC

Roger Davis (CRD# 2087383) is an Investment Advisor Representative working at Wmg Financial Advisors, LLC in Chattanooga, TN and has over 33 years of experience in the finance industry.

Similar Advisors
Daniel Abbott, financial advisor Chattanooga TN
Daniel T. Abbott
CRD# 4760390
Raymond James Financial Services Advisors, Inc.
Similar Advisors
Donald Adcock, financial advisor Chattanooga TN
Donald W. Adcock
CRD# 1382
Osaic Wealth, Inc.
Similar Advisors
Marcus Alley, financial advisor Chattanooga TN
Marcus T. Alley
CRD# 5426975
Cetera Investment Advisers LLC
Company Name Location Dates Years
(dba) Davis Wealth Partners Chattanooga, TN Jan 2020 - Current 4
(dba) Wmg Financial Advisors Chattanooga, TN Mar 2017 - Current 7
Concourse Financial Group Securities, Inc. Chattanooga, TN Dec 2017 - Dec 2021 4
(dba) Southeast Wealth Management Chattanooga, TN Sep 2016 - Dec 2019 3
Lincoln Financial Securities Corporation Ooltewah, TN Sep 2016 - Dec 2017 1
Suntrust Advisory Services Atlanta, GA Sep 2016 - Sep 2016 < 1
Suntrust Investment Services, Inc. Chattanooga, TN Jan 1996 - Sep 2016 20
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 1990
S66 NASAA Uniform Combined State Law Examination Sep 2001
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Roger D. Davis
Phone Number: (865) 290-4000
Firm Website: https://www.wmgfa.com
Registered State(s):
  • TN
By the Numbers
  • Total Assets Under Management
    523
    MILLIONS
  • Total Number of Accounts
    1,443
    ACCOUNTS
  • Average Account Value
    $362,520
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AL, FL, GA, KY, LA, MS, NC, TN, TX

Ready to hire a financial advisor? Get competitive proposals from Roger Davis and other advisors.
BADGES

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database derived from SEC.gov data covering every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.