Timothy Harrison, financial advisor Oostburg WI

Timothy Harrison

CRD Number: 4411768
Current Firm: Principal Securities, Inc.

Timothy Harrison (CRD# 4411768) is an Investment Advisor Representative working at Principal Securities, Inc. in Oostburg, WI and has over 21 years of experience in the finance industry. Timothy Harrison has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Harrison Financial Oostburg, WI May 2022 - Current 1
Principal Securities Oostburg, WI Mar 2016 - Current 8
Principal Life Insurance Company Oostburg, WI Jul 2002 - Current 21
Roethel Financial Oostburg, WI Aug 2016 - May 2022 5
Princor Financial Services Oostburg, WI Aug 2002 - Mar 2016 13
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 2002
S66 NASAA Uniform Combined State Law Examination Aug 2016
Contact Info for Timothy J. Harrison
Phone Number: 888-774-6267
Registered State(s):
  • TX
  • WI
By the Numbers
  • Total Assets Under Management
    9,417
    MILLIONS
  • Total Number of Accounts
    46,075
    ACCOUNTS
  • Average Account Value
    $204,381
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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