Anthony Perez, financial advisor Orange CA
73 score

Anthony Perez

CRD Number: 4583581
Current Firm: Unionbanc Investment Services, LLC

Anthony Perez (CRD# 4583581) is an Investment Advisor Representative working at Unionbanc Investment Services, LLC in Orange, CA and has over 14 years of experience in the finance industry.

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Company Name Location Dates Years
Unionbanc Investment Services San Diego, CA May 2012 - Current 4
Union Bank San Diego, CA Apr 2009 - Current 7
Unionbanc Investment Services San Diego, CA Apr 2009 - Jun 2010 1
Unemployed Frisco, TX Feb 2009 - Apr 2009 < 1
Countrywide Bank, Div Of Treasury Bank, Na Calabasas, CA Dec 2004 - Feb 2009 4
Countrywide Investment Services, Inc. Rosemead, CA Dec 2004 - Feb 2009 4
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Dec 2002
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Criminal Record
Get Details on the FINRA Advisor Check site
Contact Info for Anthony J. Perez
Phone Number: 800-634-1100
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    773
    MILLIONS
  • Total Number of Accounts
    3,196
    ACCOUNTS
  • Average Account Value
    $241,970
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
73

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