Diane Guggenheimer, financial advisor Orange CA

Diane Guggenheimer

CRD Number: 2143787
Current Firm: Secura Financial

Diane Guggenheimer (CRD# 2143787) is an Investment Advisor Representative working at Secura Financial in Orange, CA and has over 31 years of experience in the finance industry.

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Company Name Location Dates Years
Barth Financial Advisors, LLC Orange, CA Jan 2014 - Current 8
J.w. Cole Financial, Inc. Carlsbad, CA Jun 2012 - Jan 2014 1
Barth Financial Advisors, LLC Orange, CA Apr 1991 - Dec 2013 22
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 1991
Contact Info for Diane C. Guggenheimer
Phone Number: 714-704-6616
Firm Website: http://securawm.com
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    222
    MILLIONS
  • Total Number of Accounts
    1,005
    ACCOUNTS
  • Average Account Value
    $220,995
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

CA

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