Diane GuggenheimerCRD Number: 2143787
Current Firm: Secura Financial
Diane Guggenheimer (CRD# 2143787) is an Investment Advisor Representative working at Secura Financial in Orange, CA and has over 31 years of experience in the finance industry.
Raymond James & Associates, Inc.
Dorman Skorheim Wealth Management LLC
Baker Jensen Investment Advisors, LLC
|Barth Financial Advisors, LLC||Orange, CA||Jan 2014 - Current||8|
|J.w. Cole Financial, Inc.||Carlsbad, CA||Jun 2012 - Jan 2014||1|
|Barth Financial Advisors, LLC||Orange, CA||Apr 1991 - Dec 2013||22|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jul 1991|
Total Assets Under Management222MILLIONS
Total Number of Accounts1,005ACCOUNTS
Average Account Value$220,995
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
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