Jackie Lou Raquidan, financial advisor Orange CA
83 score

Jackie Lou Raquidan

CRD Number: 5338605
Current Firm: Unionbanc Investment Services, LLC

Jackie Lou Raquidan (CRD# 5338605) is an Investment Advisor Representative working at Unionbanc Investment Services, LLC in Orange, CA and has over 9 years of experience in the finance industry.

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Company Name Location Dates Years
Unionbanc Investment Services Palo Alto, CA Mar 2016 - Current < 1
Lpl Financial, LLC Santa Clara, CA Feb 2015 - Mar 2016 1
Bbva Securities Inc. San Carlos, CA May 2013 - Feb 2015 1
Bbva Wealth Solutions Inc. San Carlos, CA Aug 2012 - Feb 2015 2
Compass Bank San Carlos, CA Jul 2012 - Feb 2015 2
Bbva Compass Investment Solutions, Inc. Lodi, CA Jul 2012 - May 2013 < 1
Union Bank/unionbanc Investment Services Palo Alto, CA Jan 2010 - Jul 2012 2
Unemployed San Lorenzo, CA Dec 2009 - Dec 2009 < 1
Wachovia Bank/wachovia Securities LLC Hayward, CA May 2007 - Nov 2009 2
Unemployed Union City, CA Apr 2007 - Apr 2007 < 1
Bank Of America Fresno, CA Sep 2004 - Mar 2007 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 2007
S66 NASAA Uniform Combined State Law Examination Jun 2012
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Jackie Lou D. Raquidan
Phone Number: 800-634-1100
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    773
    MILLIONS
  • Total Number of Accounts
    3,196
    ACCOUNTS
  • Average Account Value
    $241,970
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
83

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