Jesse Lopez, financial advisor Orange CA
81 score

Jesse Lopez

CRD Number: 5472534
Current Firm: Crown Capital Securities, LP

Jesse Lopez (CRD# 5472534) is an Investment Advisor Representative working at Crown Capital Securities, LP in Orange, CA and has over 6 years of experience in the finance industry.

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Company Name Location Dates Years
Crown Capital Securities, LP Orange, CA Nov 2012 - Current 4
Bankers Life & Casualty Laguna Hills, CA Jun 2012 - Current 4
Edward Jones St Louis, MO Apr 2012 - Jun 2012 < 1
Cambridge Investment Research Advisors, Inc. Fairfield, IA Mar 2012 - Apr 2012 < 1
Newport Advisory, Inc. Newport Beach, CA Jan 2012 - Apr 2012 < 1
Cambridge Investment Research, Inc. Fairfield, IA Nov 2011 - Apr 2012 < 1
Financial Network El Segundo, CA Nov 2009 - Nov 2011 2
Sageview Advisory Group Irvine, CA Dec 2007 - Nov 2011 3
Audio Video Partners Inc. Santa Ana, CA Jan 2006 - Dec 2008 2
Ssb Design Inc. Santa Ana, CA Feb 2005 - Aug 2006 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Aug 2010
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Jesse E. Lopez
Phone Number: 714-547-9481
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    562
    MILLIONS
  • Total Number of Accounts
    2,871
    ACCOUNTS
  • Average Account Value
    $195,816
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

AL, AZ, CA, CO, CT, FL, GA, HI, IA, IL, IN, KS, KY, LA, MA, MD, MI, MN, MO, MS, NC, ND, NE, NM, NV, NY, OH, OK, PA, SC, TN, TX, WA, WI

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BADGES
81

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