Patricia Parker, financial advisor Orange CA

Patricia Parker

CRD Number: 2927338
Current Firm: Patricia Heaton Parker, Cfp

Patricia Parker (CRD# 2927338) is an Investment Advisor Representative working at Patricia Heaton Parker, Cfp in Orange, CA and has over 23 years of experience in the finance industry. Patricia Parker has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Patricia Heaton Parker, Cfp Orange, CA Jul 2015 - Current 5
Protected Promises, Inc. Aliso Viejo, CA Apr 2012 - Current 8
Socal Wealth Managers Rancho Palos Verdes, CA Mar 2015 - Jul 2015 < 1
Madison Avenue Securities, Inc. Torrance, CA Nov 2011 - Sep 2012 < 1
Integrity Financial Planners Dana Point, CA Apr 2003 - Oct 2011 8
Transamerica Financial Advisors, Inc. Dana Point, CA Nov 2004 - Apr 2011 6
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 1997
S66 NASAA Uniform Combined State Law Examination Oct 2003
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Patricia M. Parker
Phone Number: 9494326855
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    25
    MILLIONS
  • Total Number of Accounts
    221
    ACCOUNTS
  • Average Account Value
    $114,762
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Educational seminars/workshops
Types of Clients
Registered States

CA

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