Patricia ParkerCRD Number: 2927338
Current Firm: Patricia Heaton Parker, Cfp
Patricia Parker (CRD# 2927338) is an Investment Advisor Representative working at Patricia Heaton Parker, Cfp in Orange, CA and has over 23 years of experience in the finance industry. Patricia Parker has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Raymond James & Associates, Inc.
Dorman Skorheim Wealth Management LLC
Baker Jensen Investment Advisors, LLC
|Patricia Heaton Parker, Cfp||Orange, CA||Jul 2015 - Current||5|
|Protected Promises, Inc.||Aliso Viejo, CA||Apr 2012 - Current||8|
|Socal Wealth Managers||Rancho Palos Verdes, CA||Mar 2015 - Jul 2015||< 1|
|Madison Avenue Securities, Inc.||Torrance, CA||Nov 2011 - Sep 2012||< 1|
|Integrity Financial Planners||Dana Point, CA||Apr 2003 - Oct 2011||8|
|Transamerica Financial Advisors, Inc.||Dana Point, CA||Nov 2004 - Apr 2011||6|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Dec 1997|
|S66||NASAA Uniform Combined State Law Examination||Oct 2003|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.Get Details on the FINRA Advisor Check site
Total Assets Under Management25MILLIONS
Total Number of Accounts221ACCOUNTS
Average Account Value$114,762
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.