Rodney MorganCRD Number: 4442487
Current Firm: Transamerica Financial Advisors, Inc.
Rodney Morgan (CRD# 4442487) is an Investment Advisor Representative working at Transamerica Financial Advisors, Inc. in Orange, CA and has over 15 years of experience in the finance industry.
Dorman Skorheim Wealth Management LLC
Jst Investment Consulting
|Transamerica Financial Advisors, Inc.||Orange, CA||Jan 2012 - Current||5|
|Team Referral Network||La Verne, CA||Apr 2010 - Current||7|
|Crusbery Decker Insurance Services In||Pasadena, CA||Sep 2009 - Current||7|
|United Realty Center,inc Dba American Funding Center||Riverside, CA||Aug 2008 - Current||9|
|Real Wealth Creations, Inc.||Douney, CA||Nov 2007 - Current||9|
|World Financial Group||Orange, CA||Jun 2003 - Current||14|
|Colonial Life||Columbia, SC||Sep 2008 - Oct 2012||4|
|Investment Advisors International, Inc.||Orange, CA||Sep 2010 - Jan 2012||1|
|World Group Securities, Inc.||Orange, CA||Apr 2002 - Jan 2012||9|
|Aflac||Columbus, GA||Jan 2007 - Nov 2009||2|
|American Funding Center||Riverside, CA||Aug 2008 - Aug 2008||< 1|
|Comunity Lending||Riverside, CA||Nov 2006 - Sep 2007||< 1|
|Eloans Funding Inc.||Torrance, CA||Aug 2004 - Dec 2006||2|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Oct 2001|
|S65||NASAA Investment Advisors Law Examination||Jul 2010|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
- Customer Dispute
Total Assets Under Management4,493MILLIONS
Total Number of Accounts33,842ACCOUNTS
Average Account Value$132,767
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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