Cynthia Mims, financial advisor Orange TX
93 score

Cynthia Mims

CRD Number: 2972026
Current Firm: Investment Centers Of America, Inc.

Cynthia Mims (CRD# 2972026) is an Investment Advisor Representative working at Investment Centers Of America, Inc. in Orange, TX and has over 17 years of experience in the finance industry.

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Company Name Location Dates Years
Investment Centers Of America Orange, TX Jun 2009 - Current 7
Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 Beaumont, TX Jun 2005 - Jun 2009 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 1998
S65 NASAA Investment Advisors Law Examination Dec 2002
Contact Info for Cynthia G. Mims
Phone Number: 866-275-4422
Registered State(s):
  • AL
  • LA
  • TX
By the Numbers
  • Total Assets Under Management
    3,133
    MILLIONS
  • Total Number of Accounts
    23,134
    ACCOUNTS
  • Average Account Value
    $135,424
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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