Cynthia MimsCRD Number: 2972026
Current Firm: Investment Centers Of America, Inc.
Cynthia Mims (CRD# 2972026) is an Investment Advisor Representative working at Investment Centers Of America, Inc. in Orange, TX and has over 18 years of experience in the finance industry.
Vsr Advisory Services
Raymond James Financial Services Advisors, Inc.
Sagepoint Financial, Inc.
|Investment Centers Of America||Orange, TX||Jun 2009 - Current||8|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691||Beaumont, TX||Jun 2005 - Jun 2009||4|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Dec 1998|
|S65||NASAA Investment Advisors Law Examination||Dec 2002|
Total Assets Under Management3,133MILLIONS
Total Number of Accounts23,134ACCOUNTS
Average Account Value$135,424
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV