Nick Baker, financial advisor Orange City IA

Nick Baker

CRD Number: 4666954
Current Firm: Eagle Strategies LLC

Nick Baker (CRD# 4666954) is an Investment Advisor Representative working at Eagle Strategies LLC in Orange City, IA and has over 20 years of experience in the finance industry.

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Company Name Location Dates Years
Baker Financial Solutions Orange City, IA Jul 2014 - Current 9
Eagle Strategies LLC Orange City, IA Apr 2012 - Current 11
New York Life Insurance Company Sioux Falls, SD May 2003 - Current 20
Nylife Securities LLC Sioux Falls, SD May 2003 - Current 20
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 2003
S65 NASAA Investment Advisors Law Examination Apr 2012
Contact Info for Nick J. Baker
Phone Number: (888) 695-3245
Registered State(s):
  • IA
  • TX
By the Numbers
  • Total Assets Under Management
    16,667
    MILLIONS
  • Total Number of Accounts
    87,580
    ACCOUNTS
  • Average Account Value
    $190,309
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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