Gregory Caldwell, financial advisor Orem UT
89 score

Gregory Caldwell

CRD Number: 6210980
Current Firm: Ljcooper Capital Management, LLC

Gregory Caldwell (CRD# 6210980) is an Investment Advisor Representative working at Ljcooper Capital Management, LLC in Orem, UT and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Dfpg Investments, Inc. South Jordan, UT Dec 2015 - Current 1
Ljcooper Capital Management Orem, UT Oct 2012 - Current 4
Crump Payson, UT Nov 2011 - Oct 2012 < 1
Unemployed Payson, UT Aug 2011 - Nov 2011 < 1
Solid State Electric Henderson, NV Oct 2007 - Aug 2011 3
Full-time Education Provo, UT Jul 2006 - Oct 2007 1
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Sep 2013
S63 Uniform Securities State Law Examination Jan 2016
Contact Info for Gregory E. Caldwell
Phone Number: 801-221-2939
Firm Website: http://www.ljcooper.com
Registered State(s):
  • UT
By the Numbers
  • Total Assets Under Management
    158
    MILLIONS
  • Total Number of Accounts
    1,271
    ACCOUNTS
  • Average Account Value
    $124,472
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States

AZ, CA, CO, FL, NV, TX, UT

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BADGES
89
Clean Record
This advisor has a clean track record with regulators.

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