James Duke, financial advisor American Fork UT

James Duke

CRD Number: 5887880
Current Firm: Arbor Point Advisors

James Duke (CRD# 5887880) is an Investment Advisor Representative working at Arbor Point Advisors in American Fork, UT and has over 12 years of experience in the finance industry.

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Company Name Location Dates Years
Securities America, Inc. American Fork, AZ Apr 2022 - Current 1
Arbor Point Advisors American Fork, UT Apr 2022 - Current 1
Edward Jones St Louis, MO Dec 2017 - Apr 2022 4
Keeler Thomas, Inc., Orem, UT Jan 2014 - Dec 2017 3
Sagepoint Financial Orem, UT Oct 2012 - Dec 2017 5
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Dec 2011
Contact Info for James A. Duke
Phone Number: 888-777-1992
Registered State(s):
  • TX
  • UT
By the Numbers
  • Total Assets Under Management
    6,429
    MILLIONS
  • Total Number of Accounts
    30,789
    ACCOUNTS
  • Average Account Value
    $208,807
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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