Kimberly SpencerCRD Number: 3182255
Current Firm: Strategic Advisers, Inc.
Kimberly Spencer (CRD# 3182255) is an Investment Advisor Representative working at Strategic Advisers, Inc. in Orem, UT and has over 18 years of experience in the finance industry.
Uma Financial Services Inc.
|Strategic Advisors Inc.||Salt Lake City, UT||Oct 2004 - Current||12|
|Fidelity Brokerage Services, Inc.||Salt Lake City, UT||Oct 1998 - Current||18|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jul 1999|
|S66||NASAA Uniform Combined State Law Examination||Sep 2004|
Total Assets Under Management236,390MILLIONS
Total Number of Accounts619,100ACCOUNTS
Average Account Value$381,828
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV