Melissa PoagCRD Number: 6128446
Current Firm: Msi Financial Services, Inc.
Melissa Poag (CRD# 6128446) is an Investment Advisor Representative working at Msi Financial Services, Inc. in Orland Park, IL and has over 3 years of experience in the finance industry.
Waddell & Reed
Forum Financial Management, LP
Lcm Capital Management Inc.
|Metlife Securities Inc.||Orland Park, IL||May 2015 - Current||1|
|Bank Of America, N.a.||Chicago, IL||Sep 2013 - Current||3|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Chicago, IL||Sep 2012 - May 2015||2|
|Attorney Melissa Poag||Chicago, IL||Nov 2002 - Nov 2012||10|
|Il Attorney General||Chicago, IL||Jul 2009 - Jul 2011||2|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Apr 2013|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Judgments / Liens
Total Assets Under Management13,804MILLIONS
Total Number of Accounts105,831ACCOUNTS
Average Account Value$130,432
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
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