Adam FriedmanCRD Number: 6405910
Current Firm: Valic Financial Advisors, Inc.
Adam Friedman (CRD# 6405910) is an Investment Advisor Representative working at Valic Financial Advisors, Inc. in Orlando, FL and has over 2 years of experience in the finance industry.
Ameriprise Financial Services, Inc.
American Financial Advisors Inc.
Retirement Wealth Advisors, Inc.
|Valic Financial Advisors, Inc.||Orlando, FL||Sep 2015 - Current||2|
|Edward Jones||St Louis, MO||Nov 2014 - Jul 2015||< 1|
|Tobey Enterprises||Winter Springs, FL||Jun 2009 - Nov 2014||5|
|Wyndham Vacation Resorts||Orlando, FL||Sep 2008 - Jun 2009||< 1|
|La Fitness||Orlando, FL||Aug 2008 - Aug 2008||< 1|
|No R/e Broker Assignment||Winter Springs, FL||Oct 2007 - Jul 2008||< 1|
|Kb Homes||Orlando, FL||May 2007 - Sep 2007||< 1|
|Mi Homes||Orlando, FL||Nov 2006 - Mar 2007||< 1|
|Pulte Homes||Orlando, FL||Mar 2005 - Nov 2006||1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Jan 2015|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management22,665MILLIONS
Total Number of Accounts866,312ACCOUNTS
Average Account Value$26,163
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV