Alexander GourlayCRD Number: 3041186
Current Firm: Fifth Third Securities, Inc.
Alexander Gourlay (CRD# 3041186) is an Investment Advisor Representative working at Fifth Third Securities, Inc. in Orlando, FL and has over 19 years of experience in the finance industry. Alexander Gourlay has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Ameriprise Financial Services, Inc.
American Financial Advisors Inc.
Alconbury Trust L.l.c
|Fifth Third Securities||Orlando, FL||Oct 2012 - Current||4|
|Fifth Third Bank||Orlando, FL||Sep 2012 - Current||4|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Orlando, FL||May 2011 - Sep 2012||1|
|Wachovia Securities, LLC||Orlando, FL||Nov 2007 - Jun 2011||3|
|Wachovia Bank, N.a.||Orlando, FL||Jun 2002 - Nov 2007||5|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jun 1998|
|S65||NASAA Investment Advisors Law Examination||Nov 2011|
Total Assets Under Management813MILLIONS
Total Number of Accounts4,744ACCOUNTS
Average Account Value$171,395
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV