Ann AdamsCRD Number: 3138301
Current Firm: Valic Financial Advisors, Inc.
Ann Adams (CRD# 3138301) is an Investment Advisor Representative working at Valic Financial Advisors, Inc. in Orlando, FL and has over 17 years of experience in the finance industry.
Ameriprise Financial Services, Inc.
American Financial Advisors Inc.
Retirement Wealth Advisors, Inc.
|Valic Financial Advisors, Inc.||Orlando, FL||May 2014 - Current||3|
|Symetra Investment Services, Inc.||Bellevue, WA||Aug 2009 - May 2014||4|
|Unemployed||Unknown, FL||Apr 2009 - Jul 2009||< 1|
|Woodbury Financial Services||Orlando, FL||Sep 2008 - Apr 2009||< 1|
|Newman Crane Insurance||Orlando, FL||Sep 2008 - Apr 2009||< 1|
|Unemployed||Orlando, FL||May 2008 - Sep 2008||< 1|
|Nfp Securities, Inc.||Longwood, FL||Apr 2007 - May 2008||1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Aug 2000|
|S65||NASAA Investment Advisors Law Examination||Aug 2006|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management24,745MILLIONS
Total Number of Accounts872,893ACCOUNTS
Average Account Value$28,348
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV