Artis WilliamsCRD Number: 1099390
Current Firm: Primerica Advisors
Artis Williams (CRD# 1099390) is an Investment Advisor Representative working at Primerica Advisors in Orlando, FL and has over 12 years of experience in the finance industry.
Ameriprise Financial Services, Inc.
American Financial Advisors Inc.
Retirement Wealth Advisors, Inc.
|Pfs Investments Inc.||Orlando, FL||Aug 2016 - Current||1|
|Primerica Financial Services||Orlando, FL||Aug 1980 - Current||37|
|Lockwood Advisors, Inc.||King Of Prussia, PA||Jan 2011 - Jul 2016||5|
|Pershing LLC||King Of Prussia, PA||Jan 2011 - Jul 2016||5|
|Primerica||San Antonio, TX||May 2010 - Dec 2010||< 1|
|Retirement Value LLC||San Antonio, TX||Jun 2009 - Apr 2010||< 1|
|Insure.com/life Quotes.com||Helotes, TX||Jan 2008 - Jun 2009||1|
|Exam Code||Name||Passed Date|
|S65||NASAA Investment Advisors Law Examination||Feb 2011|
|S66||NASAA Uniform Combined State Law Examination||Feb 2006|
|S63||Uniform Securities State Law Examination||Oct 2015|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management446MILLIONS
Total Number of Accounts3,814ACCOUNTS
Average Account Value$116,938
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY