Eric PembertonCRD Number: 3167474
Current Firm: Morgan Stanley
Eric Pemberton (CRD# 3167474) is an Investment Advisor Representative working at Morgan Stanley in Orlando, FL and has over 18 years of experience in the finance industry.
Ameriprise Financial Services, Inc.
American Financial Advisors Inc.
Retirement Wealth Advisors, Inc.
|Morgan Stanley||Winter Park, FL||Mar 2013 - Current||5|
|Valic Financial Advisors, Inc.||Orlando, FL||Jan 2013 - Mar 2013||< 1|
|Jackson Wealth Management, LLC||Lake Mary, FL||Jul 2012 - Oct 2012||< 1|
|Triad Advisors Inc.||Norcross, GA||Jul 2012 - Oct 2012||< 1|
|Paychex||Renton, WA||Feb 2011 - Jul 2012||1|
|Td Ameritrade||Bellevue, WA||Oct 2009 - Jan 2011||1|
|Unemployed||Redmond, WA||May 2009 - Sep 2009||< 1|
|Charles Schwab Bank||Redmond, WA||Feb 2005 - Apr 2009||4|
|Charles Schwab & Company, Inc.||Redmond, WA||May 2003 - Apr 2009||5|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jul 1999|
|S65||NASAA Investment Advisors Law Examination||Aug 1999|
|S66||NASAA Uniform Combined State Law Examination||Jun 2003|
Total Assets Under Management598,503MILLIONS
Total Number of Accounts1,610,240ACCOUNTS
Average Account Value$371,685
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY