Gary Kaltbaum, financial advisor Orlando FL
63 score

Gary Kaltbaum

CRD Number: 1082074
Current Firm: Kaltbaum Capital Management

Gary Kaltbaum (CRD# 1082074) is an Investment Advisor Representative working at Kaltbaum Capital Management in Orlando, FL and has over 32 years of experience in the finance industry.

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Company Name Location Dates Years
Wunderlich Securities, Inc. Orlando, FL Mar 2007 - Current 9
Kaltbaum And Associates Orlando, FL Jan 2003 - Current 13
Capital Securities Of America Hartville, OH Apr 2004 - Mar 2007 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 1984
S65 NASAA Investment Advisors Law Examination Mar 1996
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
  • Regulatory Event
Get Details on the FINRA Advisor Check site
Contact Info for Gary B. Kaltbaum
Phone Number: 407-514-3180
Firm Website: http://garyk.com.
Registered State(s):
  • FL
  • TX
By the Numbers
  • Total Assets Under Management
    73
    MILLIONS
  • Total Number of Accounts
    265
    ACCOUNTS
  • Average Account Value
    $275,472
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

AZ, CA, DE, FL, IL, MD, NJ, NY, OH, OK, OR, PA, RI, TN, TX, WA

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BADGES
63

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