Harold HedgeCRD Number: 1975899
Current Firm: Ameriprise Financial Services, Inc.
Harold Hedge (CRD# 1975899) is an Investment Advisor Representative working at Ameriprise Financial Services, Inc. in Orlando, FL and has over 28 years of experience in the finance industry.
Ameriprise Financial Services, Inc.
American Financial Advisors Inc.
Retirement Wealth Advisors, Inc.
|Ameriprise Financial Services Inc.||Orlando, FL||Dec 2017 - Current||< 1|
|Mml Investors Services, LLC||Orlando, FL||Mar 2017 - Dec 2017||< 1|
|Massachusetts Mutual Life Insurance Company||Springfield, MA||Jul 2016 - Dec 2017||1|
|Metlife Securities Inc.||Orlando, FL||Jan 2015 - Dec 2017||2|
|New England Securities||Orlando, FL||Dec 2008 - Jan 2015||6|
|Ids Life Insurance Company||Orlando, FL||Jan 1991 - Nov 2008||17|
|American Express Financial Advisors Inc.||Orlando, FL||Jan 1991 - Nov 2008||17|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Dec 1989|
|S65||NASAA Investment Advisors Law Examination||Nov 1994|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management198,081MILLIONS
Total Number of Accounts1,126,912ACCOUNTS
Average Account Value$175,773
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY